Ethics or Regulations Course - The AML, Client Privacy, Corruption Risk and Family Office
Module："Practical Guide on Anti-Money Laundering and Counter-Terrorist Financing for Insurance Industry, and operating experience sharing"

Upon successful subscription, you can complete the course within 60 days, but you must complete it before end of the course period.

"Anti-Mony Laundering and Counter-Terrorist Financing Orindance" (Chapter 615 of HK Laws) is a topic every licensed insurance agents and brokers must be familiar with, but we all know the topic is difficult. To certain extent, it is harsh to fulfill without hurting business. This course tries very best to elaborate AML concepts in the most practical manners, , providing numerous practical examples to assist you fulfill the AML requirements during your daily work. After this course, you can understand the underlying legal requirements in relation to your company's onboarding customer procedures. What's more, when your customer feels annoying about the needs of providing various identity documents in the course of purchasing insurance policies, you can respond to customers' challenges appropriately. This course also assists you better fufilling the enquiry and requests made by Compliance Department and the management from time to time in relation to renewing clients' profile, examining client's activities records and etc.

Basic legal understanding - the origin of ""Anti-Mony Laundering and Counter-Terrorist Financing Ordinance"", and the definition of important terms. How to deal with the Customer Due Diligence requirements according to Insurance Authority's requirements and expectation, and relevant cases sharing. How to perform transaction monitoring, and relevant cases sharing. Handling suspicious customers and insurance policies. One must prevents himself from being convicted of turning a blind eye on suspicious customers and transactions, which may lead to serious criminal consequence.