Ethics or Regulations Course - The AML, Client Privacy, Corruption Risk and Family Office
Module："Practical Guide of Preventing Bribery and Corruption for Insurance Industry, and real cases sharing"

Upon successful subscription, you can complete the course within 60 days, but you must complete it before end of the course period.

ICAC from time to time publishing enforcement news of bribery or corruption criminal cases relating to licensed insurance brokers or agents. It is important to understand whether a general practice, or a norm, within the industry will lead to a criminal pitfall. This course elaborate the criminal elements of bribery and corruption-related offences, raising the sense of complying laws of licensed insurance agents and brokers. By sharing criminal court cases, attendants will go through real corruption stories happened during: -soliciting customers for insurance policies -evaluating the performance of ""down-line"" staffs -joining new companies - handling claims application You shall learn in the course the good practice they shall follow during their daily work to avoid the pitfall of bribary or corruption.

Basic legal understanding - the origin of ""Prevention of Bribery Ordinance"", and the definition of important terms. Principal vs Agent, the fundamental offence element under Prevention of Bribery Ordinance. In what circumstances a small favor or gift will be treated as inappropriate? Potential corruption pitfalls during interaction between up-line and down-line staffs. Real corruption cases sharing happened in the insurance industry, including Famous cases regarding fraudulent claims application.